Deception and scams are the most predominant jeopardies associated with third parties making it problematic for firms to adopt a proactive approach to guard themselves against grave compliance concerns. Al-Hakam Legal’s diligence team by providing effectual and in-depth diligence reports ensures our clients ‘safety against anti-money laundering, anti-corruption & bribery, and conflict of interests.
Our document review service includes thorough scrutiny of:
- Compliance Manuals
- compliance-related Documents.
- Code of Ethics, Strategies, and Measures
- Standard Investment Advisory Agreements
- Disclosure Brochures
